CHAPTER XXXVII
Japan Old and New
1
169.
The Old Japan
2
The Tokugawa tyrants, who initiated the policy of strict
seclusion, were the successors of various lines of shoguns who, as
military regents of the mikado, had, since the twelfth century,
usurped the government of Japan. Before that period, Japan
was under the personal rule of the mikado, who, with the assistance
of court functionaries, reigned over the country from
Kioto. The over-centralization of the imperial bureaucracy,
however, was the cause of its own decay. Its neglect of provincial
administration led to local disturbances and the creation
of baronial estates, over which the Kioto court exercised no
active control. The real authority thus came into the hands
of the strongest baronial power, whose representative, vested
by the mikado with the title of shogun, or commander-in-chief,
ruled the country as regent, the mikado retaining but a nominal
sovereignty over the empire. . . .
The mechanism of the Tokugawa rule cannot be adequately
described in brief; not only is it exceedingly complicated, but
it is without striking parallel in the history of any country. It
affords the peculiar spectacle of a society perfectly isolated and
self-complete, which, acting and reacting upon itself, Produced
worlds within worlds, each with its separate life and ideals, and
its own distinct expressions in art and literature. It exhibits
all the subtleness of European class distinction, plus the element
of caste as understood in India. We can here but indicate its
main phases.
First, over all was the mikado. That sacred conception is the
thought-inheritance of Japan from her very beginning. Mythology
has consecrated it, history has endeared it, and poetry has
idealized it. Buddhism has enriched it with that reverence
which India pays to the "Protector of the Law," and Confucianism
has confirmed it with the loyalty which China offers to
the "Son of Heaven." The mikado may cease to govern, but
he always reigns. He exists not by divine right, but by divine
law, — a fact of man and nature. He is always there, like our
beloved mountain of Fuji, which stands eternally in silent
beauty, or like the glorious sea which forever washes our shore.
We must remember, however, that the political significance of
the mikado has not always been the same. As we are often
unconscious of the every-day facts of nature, because of their
unquestioned existence, so we became unconscious of the mikado,
and basked in the daylight, unmindful of the sun above. Clouds
of successive usurpations long obscured the heavens, so that
devotion to the Solar Throne became a distant though never
entirely forgotten homage. By the seventeenth century, when
Iyeyasu1 assumed the shogunate and became in reality absolute
monarch of Japan, all memory of the personal rule of the mikado
had been lost for four long centuries. The mikado’s court at
Kioto, the former capital of the imperial government, was still
existent, owing to its past prestige, but it was only a faint reflection
of its former glory.
The great genius of Iyeyasu is apparent in his full recognition
of the mikado in the national scheme. In strong contrast to
the arrogance and utter neglect which the preceding shoguns
displayed toward the court, he spared no effort to show his
respect. He augmented the imperial revenues, invited the
daimios (feudal lords) to participate in rebuilding the imperial
palace, restored the court ceremonial and etiquette, and was
unceasing in his ministrations to the welfare of the imperial
household. He even started the unprecedented ceremony of
the shogun paying personal homage to the throne, and a brilliant
pageant yearly passed from his castle of Yeddo (now known as
Tokio), dazzling the delighted eyes of the populace as it wended
its way slowly toward Kioto. All this was flattering to the
national love of tradition. it was considered as heralding the
advent of the millennium.
But behind this appearance of loyalty to the throne lay hidden
the subtlest snares of the Tokugawas. If they recognized the
necessity of the imperial cult, they determined that they alone
should be its high priests, and that others should worship at a
respectful distance. In the name of sanctity, the Kioto court
was deprived of those last remnants of political authority which
former regencies had suffered it to retain. A strong garrison was
stationed in Kioto, ostensibly for the protection of the palace,
but its members were chosen from the tried bodyguard of the
Tokugawas themselves. They continued to invite one of the
imperial princes to take the monastic vows and reside in Yeddo
as lord abbot of the Uyeno temple, by which means they always
virtually held at their capital a hostage from the Kioto court.
No daimio was allowed to seek audience of the mikado without
their consent.
The mikado, unseen and unheard, commanded a mysterious
awe. His palace now became the "Forbidden Interior" in the
strict sense of the word. The ancient political significance of the
court was lost in a semi-religious conception. No wonder that
the Westerners who first visited our country wrote that there
were two rulers in Japan, the temporal in Yeddo, and the spiritual
in Kioto. In spite of the constant loyalty which our forefathers
expressed for the mikado in Tokugawa days, they had
none of the fiery enthusiasm which inspires us to-day. With
them it was symbolism; with us it is a living reality.
Next to the mikado, and foremost in social rank (the imperial
line being considered above all class distinctions), came the
kuges, or court aristocracy of Kioto. The exalted position
which they held in society arose from their association with the
mikado. From their position near the throne, they were called
poetically the Friends of the Moon and Guests of the Cloud.
Their fortunes waxed and waned with those of the imperial
household, to which, regardless of the immense political changes
that have come over Japan since the days when they actively
participated in the conduct of the empire, they have ever remained
faithful. Herein again lies another remarkable example
of that obstinate tenacity which makes the Japanese race preserve
the old while it welcomes the new. . . .
The Tokugawa government humored and honored the court
nobles because of their association with the mikado and the
place they occupied in the history of the nation. The kuges
were given precedence over the daimios, and their incomes,
if not greatly increased, were at least assured to them. This
last must have been gratifying to those of them who remembered
the disastrous days when they had to sell autograph poems for
their sustenance. They were contented, and the Tokugawas
kept them well disposed toward themselves by intermarriage and
timely financial aid. All political power, however, was completely
taken from the kuges, notwithstanding the high-sounding
titles which they were still allowed to retain. The duty
of the privy councillor would consist in debating on the merits
of a love-ditty, and that of the high minister of state in presiding
over a competition of nightingales. It was in those days of
refined folly that the queen in our game of chess was solemnly
abolished by imperial command.
Theoretically, next to the court nobility of Kioto in social
position, but actually far prouder and more powerful, came the
daimios, or feudal lords (literally grandees), nearly three hundred
in number. These were divided into classes — the Tozama
daimios, who were the descendants of the barons of
former days, and the daimios of recent creation, who had been
ennobled by the Tokugawas, either for their services, or because
they traced their lineage to some member of that family.
Below the daimios came the samurai, or sworded gentry,
four hundred thousand strong. They served either immediately
under the shogun himself, or else under the banners of the various
daimios. Their appointments were hereditary, and their blood
was kept pure by the prohibition of all marriage with the lower
classes, except in case of the foot-soldiers, who constituted the
lowest rank of samurai. They had the right and obligation of
wearing two swords and bearing family crests. Within their
own ranks were many class distinctions, each with its special
privileges. The estates of high-class samurai were often wider
and richer than those of the smaller daimios. Under the code of
the samurai, however, all enjoyed that equality that belongs to
comradeship in arms; and even as a king of England or France
delighted in the title of first gentleman of the land, so the
shogun considered himself first samurai of the empire. . . .
The life of a Tokugawa daimio or samurai was not devoid of
amusements. Besides his fencing-bouts and jiujitsu matches,
his falconry and games of archery, he had his no-dances,1 his
tea-ceremonies, and those interminable banquets at which he
would recount the exploits of his ancestors. Moreover, much
time might be consumed in the composition of bad Chinese
poems beneath the cherry-trees. He was often wealthy and
always extravagant, for his contempt for gold was ingrained.
He would squander a fortune for a rare Sung vase or a Masamune
blade. The marvelous workmanship of the Gotos in metal, and
of the Komas in gold lacquer was the result of his patronage. It
is to the disappearance of the daimio and the samurai that Japan
owes her sudden fall of standard in artistic taste.
Such samurai as had been thrown out of employment either
through dismissal by their lord or the extinction of the daimiate
under which they served, were called ronin (the unattached).
Sometimes a second son, with literary talents or scholastic ambitions,
became a ronin, and supported himself by teaching.
The ronins retained all the rights and privileges of the samurai,
while their state of independence gave them an individuality
and freedom of thought unknown among their more orthodox
brethren. It was through the ronin scholars that the first.
message of the Restoration was to be announced to the nation.
Fourth in the social scale came the commoners, ranked in the
order of farmers, artisans, and traders. As in the case of the
rise of European monarchies the populace ever came to the
help of the sovereign against the nobles, so in Japan the Tokugawas
found in the commoners their best allies against the
daimios, and consequently granted them many privileges
hitherto unknown. Then life and property of the masses found
a security unprecedented in the days of the predatory barons.
Within a limited sphere, they were even allowed to develop
self-government. Industry and commerce flourished unmolested.
Agriculture was specially encouraged, as rice was the
medium in which the revenues of the government were taken.
It is to the commoners that we owe the arts and crafts which
have made Japan famous. It is to them that we are indebted
for our modern drama and popular literature, the color-prints
of Torii and Hokusai.
Toward the commoners also, however, the Tokugawas pursued
their policy of segregation, inclosing them by barriers of tradition
within a separate compartment of their social structure.
They were welcome to their special vocations and amusements,
but they were forbidden to trespass on what belonged to the
higher orders. They were not allowed to wear family crests,
or even to bear surnames. They could have their theater, with
its line of dangiuros (actors), but might not indulge in the no-music
of the samurai, or the classic dance of the Kioto nobility.
As a precaution against an uprising, all the commoners were
disarmed. An immense body of secret police was employed
to watch their movements, and any breath of discontent met
with severe punishment. Silent fear haunted them, for all the
walls seemed to have grown ears. Theirs it was to work and
obey, and not to question. However rich or accomplished,
commoners born must die commoners. Hemmed in by inexorable
customs and restrictions, their energy had to vent
itself either through the frivolity of life or the sadness of religion.
. . .
Below the commoners, and, in fact, ostracized entirely from
the social scheme, were the outcasts known as yettas. They
were the descendants of criminals, who, in early times, were not
allowed to intermarry with other families, and so formed a
distinct caste by themselves. Some of them became quite
wealthy, owing to their possession of a monopoly in the
handling of leather and hide, an occupation considered unclean,
according to the Buddhist canons. It was from their ranks
that the public executioners were appointed. Before the
Restoration, when all men were made equal in the eye of the
law, any contact with this class was considered a pollution.
The national consciousness, divided within itself by the dams
and dikes of its own conventions, could but narrow and finally
stagnate. The flow of spontaneity ceased with the end of the
seventeenth century.
Yet the hibernation of Japan within her chrysalis must have
been pleasant in itself, or the nation would not have slumbered
so long. Old folks are still to be found who cherish the memory
of those days of leisure, when no one was so vulgar as to think for
himself, when life was elegant, if it was formal. There were
always chances of being exquisitely foolish, if one was wise
enough to avail himself of them. Said Kampici, the Chinese
Machiavelli, in telling the secret of absolutism twenty-two
centuries ago: "Amuse them, tire them not, let them not know."
Iyeyasu, a past master of craft, followed these injunctions but
too faithfully. We were amused, we cared not for change, we
did not seek to know.
1 Okakura-Kakuzo, . New York, 1904. Century Company.
2 Okakura-Kakuzo, , pp. 22–52.
1 Iyeyasu, who belonged to the noble house of Tokugawa, became shogun in 1603.
1 The dramatic performances of old Japan.