United States v. Ojeda Rios, 495 U.S. 257 (1990)

United States v. Ojeda Rios

No. 89-61

Argued Feb. 28, 1990
Decided April 30, 1990
495 U.S. 257

CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR

THE SECOND CIRCUIT

Syllabus

During a criminal investigation, the Government secured a series of court orders authorizing electronic surveillance of respondents, as mandated by Title III of the Omnibus Crime Control and Safe Streets Act of 1968, 18 U.S.C. § 2510 et seq. Section 2518(8)(a) requires, in pertinent part, that: (1) recording "shall be done in such way as will protect the recording from editing or other alterations"; (2) "[i]mmediately upon the expiration of the period of the order, or extensions thereof," the recordings are to be made available to the judge who issued the order and sealed under his directions; and (3) "[t]he presence of the seal . . . or a satisfactory explanation" for its absence is a prerequisite for the use or disclosure of the evidence obtained from the recordings. Among the orders obtained was an April 27, 1984, order for the surveillance of respondent Ojeda Rios’ Levittown, Puerto Rico, residence and some nearby public telephones, which was extended until July 23 when he moved to another community. On July 27, the Government obtained a new order covering his new home, which, with extensions, expired on September 24. On October 13, three days after the expiration of an order authorizing surveillance of Ojeda Rios’ car, all of the Ojeda Rios tapes were sealed. The Government also obtained an order authorizing it to wiretap two public telephones in Vega Baja, effective January 18, 1985, but that order expired on February 17. A new order, issued on March 1, expired on May 30, and the Vega Baja tapes were sealed on June 15. After they were indicted for various offenses, respondents moved to suppress the evidence obtained as a result of, inter alia, these wiretaps. The District Court suppressed the Levittown and Vega Baja tapes based solely on a delay in their sealing. The court found that the July 27 order authorizing the wiretap of Ojeda Rios’ new residence was not an extension of the Levittown order, and therefore there was at least an 82-day delay -- starting July 23 -- in sealing the Levittown tapes. Similarly, the March 1 Vega Baja order could not be considered an extension of the January 18 order, because of the delay in seeking the extension and the Government’s failure to satisfactorily explain the delay. Thus, there was a 118-day delay in the sealing of those tapes. The Court of Appeals affirmed.

Held:

1. Section 2518(8)(a) applies to a delay in sealing, as well as to a complete failure to seal tapes. Its primary thrust is to insure the reliability and integrity of evidence obtained by means of electronic surveillance, and the sealing requirement is important precisely because it limits the Government’s opportunity to alter the recordings. The narrow reading suggested by the Government -- that, since tapes must either bear a seal or the Government must provide a "satisfactory explanation" for the seal’s "absence," the "satisfactory explanation" requirement does not apply where the tapes actually bear a seal, regardless of when or why the seal was applied -- is not a plausible interpretation of congressional intent, since § 2518(8)(a) requires not just any seal, but one that has been obtained immediately upon expiration of the underlying surveillance order. The Government’s view would create the anomalous result that the prosecution could delay requesting a seal for months without risking a substantial penalty. Pp. 262-264.

2. The "satisfactory explanation" language requires that the Government explain not only why a delay occurred but also why it is excusable. The Government’s submission -- that the requirement is satisfied if it first explains why the delay occurred and then demonstrates that the tapes are authentic -- would nullify the requirement’s function as a safeguard against tampering, and is foreclosed by the provision’s plain words. The fact that the Government has an incentive to seal tapes immediately to avoid lengthy pretrial suppression hearings is no more than a statement that only rarely would there be a delay, and does not answer the issue posed where there is a delay that is not satisfactorily explained. Moreover, the argument is suspect, since early sealing does not foreclose a challenge to authenticity, which would also require lengthy proceedings. Pp. 264-265.

3. This case is remanded for a determination whether the Government’s explanation to the District Court substantially corresponds to the one it now advances: that the delays were the result of a good faith, objectively reasonable misunderstanding of the statutory term "extension," based on the supervising attorney’s interpretation of two Circuit cases which he believed indicated that the Government was not required to seek sealing until there was a meaningful hiatus in the investigation as a whole. Those cases support the conclusion that this theory was an objectively reasonable, although incorrect, interpretation of the law at the time of the delays, and to the extent that the Court of Appeals required the Government to prove that its interpretation of the law was absolutely correct, it held the Government to too strict a standard. Nonetheless, the explanation is not "satisfactory" within the meaning of the statute unless it was actually advanced at the suppression hearing to explain the delays, a question not addressed by the Court of Appeals. Pp. 265-267.

875 F.2d 17, vacated and remanded.

WHITE, J., delivered the opinion of the Court, in which REHNQUIST, C.J., and BLACKMUN, O’CONNOR, SCALIA, and KENNEDY, JJ., joined. O’CONNOR, J., filed a concurring opinion, in which BLACKMUN, J., joined, post, p. 267. STEVENS, J., filed a dissenting opinion, in which BRENNAN and MARSHALL, JJ., joined, post, p. 268.